The Cosmological Constant and Dark Energy

    This insert explicates cosmological constant and dark energy.

    In modern cosmological models, they are both effects used to reproduce the observed acceleration of the universe.

    However, cosmological constant has been used since the beginning of modern cosmology in 1917 for other reasons.

    1. A Horrible Problem in Nomenclature:

      There is a horrible problem in nomenclature using cosmological constant and dark energy.

      The two quantities are NOT the same thing, but they are often conflated because dark energy (i.e., the simplest version thereof) has the same effect in cosmological models as the cosmological constant though it is different in other respects.

      So people often use the terms interchangeably as if they were synonyms as a simplification. They rely on context to specify the meaning. But this way of specifying the meaning is lousy for intro astronomy courses.

      Yours truly has tried different ways of being clear. One way is:

      1. Yours truly uses cosmological constant to mean cosmological constant.
      2. Yours truly uses dark energy to mean dark energy or cosmological constant. Context must decide which is meant if necessary.
      3. The capital Greek letter Λ is formally the symbol for the cosmological constant, but following others yours truly uses it to mean either dark energy or cosmological constant. Context must decide which is meant if necessary. An important case where it is NOT necessary is for the Λ-CDM model which is the standard model of cosmology (SMC, 1995--). For the Λ-CDM model, dark energy and cosmological constant have the same effect in the model, and so it is convenient to have the same symbol in the name.
      4. The name Lambda is used to mean either dark energy or cosmological constant. Context must decide which is meant if necessary.
      5. Yours truly uses dynamical dark energy to mean NOT the simplest version of dark energy, except sometimes when yours truly means any version of dark energy, yours truly just says dark energy without qualification.

      If you think this is complexity over nothing, you are right.

      The bottom line is yours truly will often just use the terms cosmological constant and dark energy interchangeably as if they were synonyms as simplification. Context must specify the meaning.

    2. The Cosmological Constant:

      1. Albert Einstein (1879--1955) in 1917 applied general relativity to obtain the first cosmological model derived consistently from a theoretical physical law: i.e., general relativity itself.

        However, for various reasons of historical interest, Einstein wanted a STATIC cosmological model---one that was full of stars distributed uniformly on average throughout space Note stars NOT galaxies since no one knew for sure about galaxies in 1917 and Einstein may have known nothing. For why he wanted these things, see IAL 30: Cosmology: The Static Universe Assumption.

        In fact, Einstein could NOT find a static cosmological model with general relativity as he had originally proposed it (No-520).

        Also, in fact, he could NOT find any cosmological model with general relativity as he had originally proposed it (Cormac O'Raifeartaigh et al., Einstein's 1917 Static Model of the Universe: A Centennial Review, 2017; Cormac O'Raifeartaigh, Historical and Philosophical Aspects of the Einstein World, 2019).

      2. What Einstein did to obtain a STATIC cosmological model (which was the only cosmological model he obtained in 1917) was to introduce a new factor constant in the Einstein field equations, the cosmological constant as a hypothetical new fundamental constant. For the original version and cosmological constant version of the Einstein field equations, see the figure below (local link / general link: general_relativity_field_equations.html).

        As Einstein used it, cosmological constant is NOT a form of energy at all in a strict general relativity sense. It is a quantity that affects the geometry of spacetime.

        However, the geometry of spacetime does encode energy in a non-local way: i.e., in a way that does NOT allow you to say there is so much energy here or there. For a further discussion of this intriguing point, see Non-Local Encoding of Energy in General Relativity in Cosmology file: cosmological_redshift.html.


      3. Actually, to get a STATIC MODEL, the cosmological constant has be to fine tuned a particular value to provide a repulsion that exactly canceled the attraction of gravity for the overall universe, but NOT in small structures: e.g., planetary systems and stars.

        The repulsion could be considered at kind of anti-gravity, but its NOT what one ordinarily means by that term and no one calls it that.

        In fact, Einstein had NO accurate value for the fine tuning. So Einstein's STATIC MODEL had, in fact, an undetermined free parameter.

        What if the cosmological constant was NOT fine tuned for a STATIC MODEL. The model would evolve in time, but Einstein did NOT investigate that evolution in 1917.

        We call Einstein's STATIC MODEL the Einstein universe (1917).

      4. Einstein in 1917 missed deriving the Friedmann equation from general relativity and his simplifying assumptions in his work on the Einstein universe (1917).

        If he had derived it, then the Einstein universe (1917) and all simple general relativistic cosmological models including the Einstein universe (1917) would have been easy to find. In fact, the Einstein universe (1917) is the only STATIC MODEL among the simple general relativistic cosmological models. All others are in general expansion or contraction.

        Alexander Friedmann (1888--1925) and, independantly, Georges Lemaitre (1894--1966) derived the Friedmann equation in the 1920s.

        You must understand that Einstein's research in 1917 was a pioneering effort before all the mathematical tricks for dealing with general relativity had been developed by Einstein and many others in the decades after 1917.

        Einstein described his search for the Einstein universe (1917) as a "rough and winding road" (Cormac O'Raifeartaigh et al., Einstein's 1917 Static Model of the Universe: A Centennial Review, 2017, p. 18).

    3. Dark Energy:

      The cosmological constant, whether true or NOT, has a definite singular meaning as discussed in the figure above (local link / general link: general_relativity_field_equations.html).

      Dark energy, however, is a word for our ignorance since there are many possible versions of dark energy and which if any are true we do NOT know.

      However, when people say dark energy, they mean the simplest version of dark energy unless context says they mean something else: e.g., any kind of dark energy.

      Note we call the dark energy by that name because we do NOT see it so far in any other way than through its effect on the universal expansion. It's very "dark". For another thing very dark, see the figure below (local link / general link: vantablack.html).


      1. Dark Energy: The Simplest Version:

        The simplest version of dark energy (hereafter in this subsection usually just dark energy) is a sort of stuff that is CONSTANT in space (NO matter how that expands/contracts via general relativity) and time (most especially cosmic time).

        And it has formally NEGATIVE pressure which we will explicate shortly.

        The simplest theory of what the dark energy is is that it is vacuum energy which is a special case of zero-point energy of quantum mechanics. However, the most natural estimate of vacuum energy is 50 to 120 orders of magnitude larger than what the dark energy has to be to match observations: i.e., be replacement for the cosmological constant. This profound discrepancy between theory and observation is the cosmological constant problem.

        OK, what is NEGATIVE pressure? Well, it's a pressure that pulls in rather than pushes out.

        This means that as a universe expands, you need to put mass-energy into it in order to expand it against the pulling in NEGATIVE pressure.

        In order to keep the density of the dark energy constant in space and time as the universe expands, the dark energy pressure has to be constant in space and time also. This means there is NEVER any imbalance and the dark energy pressure NEVER actually pulls on itself or anything. Nothing feels it in theory.

        In fact, this mysterious dark energy pressure p_dark must obey the formula p_dark = - ρ_dark/c**2, where the density of the dark energy is ρ_dark.

        It seems to yours truly that

        So we have some requirements for simplest version the dark energy, but we still do NOT know what it is.

      2. Dynamical Dark Energy:

        The expression dynamical dark energy is a catchall expression for all versions of dark energy that are NOT simplest version where dark energy is constant in space and time.

        There are many theories of dynamical dark energy, but which if any are true, we do NOT know.

        Theorists keep coming up with new theories of dynamical dark energy in the hope of solving all problems in cosmology.

        And that is all we need to say about dynamical dark energy.

        UNDER RECONSTRUCTION BELOW to section 4

        1. Simplest Dark Energy:

          Now constant dark energy has a constant energy density in time and space. It is about the simplest kind of dark energy imaginable.

          That the cosmological-constant dark energy density is constant in time is UNUSUAL. For example, matter density must decrease because of the expansion of the universe. In fact, as cosmic scale factor a(t) increases, volumes increase by a(t)**3, and matter density falls as a(t)**(-3).

          The cosmological-constant dark energy density can be treated as a contribution to Omega: we denote this contribution by Omega_Lambda.

            Question: Density parameter Omega is:

            1. the cosmological constant by another name.
            2. the last letter of the Greek alphabet.
            3. the ratio of the mass-energy density of the universe (or our pocket universe) to the critical mass-energy density. It is the parameter that determines the geometry of space in the FE Λ=0 models and the FE Λ models.











            Answer 2 and 3 are right. But answer 3 is best in this context.

          From the analysis of the CMB data, galaxy cluster data, and Type Ia supernovae ASSUMING the dark energy is a cosmological-constant dark energy, one finds Omega_Lambda=0.6853(74) (see Planck 2018 results. I. Overview and the cosmological legacy of Planck 2018).

        2. Not Simplest Dark Energy:

          But the dark energy need NOT have constant density in either time or space and it may interact with other forms of mass-energy in ways we do NOT know.

          Until circa 2018, nothing in the observations told us to go beyond the simple theory of cosmological-constant dark energy.

          But currently, there is Hubble tension: see the discussion in the figure below (local link / general link: hubble_constant_problem.html).

          Is there any reason for believing there could be just a
          cosmological-constant dark energy from physical theory?

          Yes, quantum field theory (i.e., relativistic quantum mechanics) suggests there could be cosmological-constant dark energy, but alas predicts its density to be 10**120 times bigger than needed to fit the observed acceleration (e.g., Carroll, S. 2003, p. 3, Why is the Universe Accelerating?).

          This remarkable OVERESTIMATE suggests that the dark energy is more complex than the simple cosmological-constant dark energy with a density which is constant in time and space.

        3. Dark Energy and the Multiverse:

          Another remarkable thing about dark energy is that the cosmological-constant dark energy density from the analysis of the CMB data is Omega_Lambda = 0.6853(74), which is COMPARABLE to the matter density Omega_matter = 0.3147(74). The reference for these values is Planck 2018 results. I. Overview and the cosmological legacy of Planck 2018. There may be some deep reason why the dark energy and matter should be COMPARABLE in which case the dark energy CANNOT be simply a cosmological-constant dark energy.

          On the other hand, possibly the COMPARABILITY of Omega_Lambda = 0.6853(74) and Omega_matter = 0.3147(74) (Planck 2018 results. I. Overview and the cosmological legacy of Planck 2018) is explained by the anthropic principle. (See IAL 0: A Philosophical and Historical Introduction to Astronomy: The Anthropic Principle.)

          Say there are an infinity or a quasi-infinity of pocket universes in a multiverse with different parameters set by some probability distribution of parameters.

          Those NOT somewhat like our own in mass-energy contents may NOT be able to support life.

          Too small a cosmological-constant dark energy density and the universe may NOT have formed the right kind of galaxies and stars.

          Too large a cosmological-constant dark energy density and the universe would have expanded too quickly ever to form galaxies and stars.

          So the ratio of dark energy and matter may just be a roll of the pocket universe parameter dice.

          Now it is very hard to prove an argument based on the anthropic principle.

          But such an argument could be falsified if the dark energy density and matter density (the sum of dark matter density and baryonic matter density) were fine-tuned beyond the needs (so far as we can tell) of making our pocket universes suitable for us to be here.

          For example, the ratio is now of dark energy density to matter density is approximately 2 to 1.

          If the ratio were exactly 2 to 1, that is more exactness than is needed for a pocket universe to that can support life like us, and strongly suggests dark energy and matter---NOT just that random throw of the pocket universe parameter dice.

          But there is NOT such exactness, and so the multiverse passes this significant falsification test.

    4. The Cosmological Constant Symbol:

      As noted above in section A Horrible Problem in Nomenclature, the cosmological constant symbol is the capital capital Greek Lambda Λ which display in the figure below (local link / general link: greek_letter_lambda.html).

      Often one just says Lambda instead of the cosmological constant or the simplest version of dark energy which is constant in space and time.

      We sometime say the cosmological constant Λ for clarity.


    5. Is the Cosmological Constant an Ad Hoc Hypothesis? (Reading Only):

      Is the cosmological constant an ad hoc hypothesis?

      First, what is an ad hoc hypothesis?

      An ad hoc hypothesis is a hypothesis invented JUST to make a theory give a very specific theory often without any other consequences. Because theories theories should be general ad hoc hypotheses are likely to be wrong.

      An especially egregious kind of ad hoc hypothesis is a fudge factor.

      A fudge factor is a quantity one just inserts into a calculation to get the answer one expects---fudge factor because one cooks it up.

      Students are quite adept at creating fudge factors on tests.

      For example, leprechauns are the cause of ... For leprechauns see the figure below (local link / general link: leprechaun.html).


      Yours truly believes that the cosmological constant is NOT an ad hoc hypothesis even though it was introduced originally by Albert Einstein (1879--1955) to get a specific effect: a STATIC cosmological model which we call the Einstein universe (1917).

      The argument is that cosmological constant satisfies Occam's razor in that is the simplest and most natural way of getting a STATIC MODEL of the universe from the Einstein field equations. It is NOT a case of a hodge-podge of hypotheses that have little chance of being right.

      So it could be argued that cosmological constant STATIC cosmological constant had some chance of being right if Einstein's assumption of a STATIC universe had been right---which it wasn't, of course.

      One could also say that cosmological constant is by far the simplest modification of the Einstein field equations that one could imagine and the specific specific effect it was usef for applies to whole universe. Thus, the modified Einstein field equations are a very interesting alternative to the original Einstein field equations, and so cosmological constant NO matter what one thinks of STATIC cosmological models.

      The upshot is the cosmological constant is NOT an ad hoc hypothesis in the opinion of yours truly.

      In fact, Alexander Friedmann (1888--1925)??? and Georges Lemaitre (1894--1966) in their work on expanding universe cosmological models did NOT dispense with the cosmological constant. This shows that they too thought it was NOT an ad hoc hypothesis.

    6. An Interesting Historical Tidbit on Dark Energy (Reading Only):

      For an interesting historical tidbit on dark energy, see the discussion below on Erwin Schroedinger (1887--1961) in the figure below (local link / general link: erwin_schroedinger.html).


    Local file: local link: lambda_cosmological_constant_dark_energy.html.
    File: Cosmology file: lambda_cosmological_constant_dark_energy.html.