The Cosmological Constant and Dark Energy

    This insert explicates the cosmological constant and dark energy which are alternative theories used to reproduce the observed acceleration of the universe.

    However, cosmological constant has been used since the beginning of modern cosmology 1917 for many reasons after having been introduced by Albert Einstein (1879--1955) who used to give his static Einstein universe (1917).

    1. What They Are and a Horrible Ambiguity:

      The two quantities are NOT the same thing:
      1. The cosmological constant is an aspect of gravity and is in a sense an anti-gravity, but people do NOT call it that since it is NOT what people ordinarily think of as anti-gravity. It is represented by the Greek upper case letter Λ.
      2. Dark energy (meaning constant dark energy if used without qualification) is a form of mass-energy that remains constant during expansion of the universe. Quantum field theory tells that dark energy is plausible, but it does NOT predict its value.

      Despite being different intrinsically, cosmological constant and dark energy both have the same effect in the Friedmann equation and (so far as we know) in cosmology in general. They are different in other respects though those other effects are so far unobservable directly and indirectly.

      It seems the vast majority of cosmologists favor the theory of dark energy over the cosmological constant because of the quantum field theory argument for it. And so cosmologists tend to just refer to dark energy with the usually unspoken qualification that the cosmological constant is also a viable theory. But there is a horrible ambiguity in discussions of the cause of the acceleration of the universe because of having two viable theories.

      In fact, both cosmological constant and (constant) dark energy are symbolized the Greek upper case letter Λ.

      For example, the Λ-CDM model uses Λ to mean either of cosmological constant or dark energy with most cosmologists favoring the latter in agreement with the above discussion.

      Historically, however, Λ just meant the cosmological constant.

      Yours truly uses either cosmological constant, dark energy, or conflates them as Λ as appropiate to the context.

      Hopefully, one day one or other of the cosmological constant, constant dark energy, or non-constant dynamical dark energy (see below section Dynamical Dark Energy) will win out and end the ambiguity cosmological constant and dark energy

      Of course, all three theories could be wrong or all three could be right, but this disfavored by Occam's razor.

    2. The Cosmological Constant:

      1. Albert Einstein (1879--1955) in 1917 applied general relativity to obtain the first cosmological model derived consistently from a theoretical physical law: i.e., general relativity itself.

        However, for various reasons of historical interest, Einstein wanted a STATIC cosmological model---one that was full of stars distributed uniformly on average throughout space. Note, stars NOT galaxies since no one knew for sure about galaxies in 1917 and Einstein may have known nothing. For why he wanted these things, see IAL 30: Cosmology: The Static Universe Assumption.

        In fact, Einstein could NOT find a static cosmological model with general relativity as he had originally proposed it (No-520).

        Also, in fact, he could NOT find any cosmological model with general relativity as he had originally proposed it (Cormac O'Raifeartaigh et al., Einstein's 1917 Static Model of the Universe: A Centennial Review, 2017; Cormac O'Raifeartaigh, Historical and Philosophical Aspects of the Einstein World, 2019).

      2. What Einstein did to obtain a STATIC cosmological model (which was the only cosmological model he obtained in 1917) was to introduce a new factor constant in the Einstein field equations, the cosmological constant as a hypothetical new fundamental constant. For the original version and cosmological constant version of the Einstein field equations, see the figure below (local link / general link: general_relativity_field_equations.html).

        As Einstein used it, the cosmological constant is NOT a form of energy at all in a strict general relativity sense. It is a quantity that affects the geometry of spacetime.

        However, the geometry of spacetime does encode energy in a non-local way: i.e., in a way that does NOT allow you to say there is so much energy here or there. For a further discussion of this intriguing point, see Non-Local Encoding of Energy in General Relativity in Cosmology file: cosmological_redshift.html.


      3. Actually, to get a STATIC MODEL, the cosmological constant has be to fine tuned a particular value to provide a repulsion that exactly canceled the attraction of gravity for the overall universe, but NOT in small structures: e.g., planetary systems and stars.

        The repulsion could be considered at kind of anti-gravity, but its NOT what one ordinarily means by that term and no one calls it that.

        In fact, Einstein had NO accurate value for the fine tuning. So Einstein's STATIC MODEL had, in fact, an undetermined free parameter.

        What if the cosmological constant was NOT fine tuned for a STATIC MODEL. The model would evolve in time, but Einstein did NOT investigate that evolution in 1917.

        We call Einstein's STATIC MODEL the Einstein universe (1917).

      4. Einstein in 1917 missed deriving the Friedmann equation from general relativity and his simplifying assumptions in his work on the Einstein universe (1917).

        If he had derived it, then the Einstein universe (1917) and all simple general relativistic cosmological models including the Einstein universe (1917) would have been easy to find. In fact, the Einstein universe (1917) is the only STATIC MODEL among the simple general relativistic cosmological models. All others are in general expansion or contraction.

        Alexander Friedmann (1888--1925) and, independantly, Georges Lemaitre (1894--1966) derived the Friedmann equation in the 1920s.

        You must understand that Einstein's research in 1917 was a pioneering effort before all the mathematical tricks for dealing with general relativity had been developed by Einstein and many others in the decades after 1917.

        Einstein described his search for the Einstein universe (1917) as a "rough and winding road" (Cormac O'Raifeartaigh et al., Einstein's 1917 Static Model of the Universe: A Centennial Review, 2017, p. 18).

    3. Dark Energy:

      The cosmological constant, whether true or NOT, has a definite singular meaning as discussed in the figure above (local link / general link: general_relativity_field_equations.html).

      Dark energy, however, is a word for our ignorance since there are many possible versions of dark energy and which if any are true we do NOT know.

      However, when people say dark energy without qualification, they mean the simplest version of dark energy unless context says they mean something else: e.g., any kind of dark energy.

      Note, we call the dark energy by that name because we do NOT see it so far in any other way than through its effect on the universal expansion. It's very "dark". For another thing very dark, see the figure below (local link / general link: vantablack.html).


    4. Dark Energy: The Simplest Version:

      The simplest version of dark energy (hereafter in this subsection usually just dark energy) is a sort of stuff that is CONSTANT in space (NO matter how that expands/contracts via general relativity) and time (most especially cosmic time).

      And it has formally NEGATIVE pressure which we will explicate shortly.

      The simplest theory of what the dark energy is is that it is vacuum energy which is a special case of zero-point energy in quantum field theory. However, the most natural estimate of vacuum energy is 50 to 120 orders of magnitude larger than what the dark energy has to be to match observations: i.e., be replacement for the cosmological constant. This profound discrepancy between theory and observation is the cosmological constant problem.

      OK, what is NEGATIVE pressure? Well, it's a pressure that pulls in rather than pushes out.

      This means that as a universe expands, you need to put mass-energy into it in order to expand it against the pulling in NEGATIVE pressure.

      In order to keep the density of the dark energy constant in space and time as the universe expands, the dark energy pressure has to be constant in space and time also. This means there is NEVER any imbalance and the dark energy pressure NEVER actually pulls on itself or anything. Nothing feels it in theory, and therefore it seems to yours truly that NEGATIVE pressure is just a formal pressure: some may disagree.

      In fact, this mysterious dark energy pressure p_dark must obey the formula p_dark = - ρ_dark/c**2, where the density of the dark energy is ρ_dark.

      So we have some requirements for simplest version the dark energy, but we still do NOT know what it is.

    5. Dynamical Dark Energy:

      The expression dynamical dark energy is a catchall expression for all versions of dark energy that are NOT simplest version where dark energy is constant in space and time.

      There are many theories of dynamical dark energy, but which if any are true, we do NOT know.

      Theorists keep coming up with new theories of dynamical dark energy in the hope of solving all problems in cosmology.

      And that is all we need to say about dynamical dark energy.

    6. Dark Energy and the Multiverse:

      From the analysis of the CMB data, we find Omega_Λ = 0.6853(74) (i.e., ratio of dark energy to the critical density = 3H_{0}**2/(8πG) = (9.20387*10**(-27))*h_70**2 kg/m**3 = (1.35989*10**11)*h_70**2 M_☉/Mpc**3) and Omega_matter = 0.3147(74). The reference for these values is Planck 2018 results. I. Overview and the cosmological legacy of Planck 2018.

      Note, 0.6853(74) and 0.3147(74) are very COMPARABLE. There may be some deep reason why the dark energy and matter should be COMPARABLE in which case the dark energy CANNOT be simply dark energy: it must have some relationship to the matter content of the observable universe

      On the other hand, possibly the COMPARABILITY of the two values is explained by the anthropic principle. (See IAL 0: A Philosophical and Historical Introduction to Astronomy: The Anthropic Principle.)

      Say there are an infinity or a quasi-infinity of pocket universes in a multiverse with different parameters set by some a href="http://en.wikipedia.org/wiki/Probability_distribution">probability distribution of parameters.

      Those pocket universes with a Omega_Λ to Omega_matter ratio NOT somewhat like our own pocket universe with ratio approximately 2/3 to 1/3 NOT be able to support life as we know it.

      Too small a ratio and the universe may NOT have formed the right kind of galaxies and stars.

      Too large a ratio and the universe would have expanded too quickly ever to form galaxies and stars.

      So the explanation of the ratio of approximately 2/3 to 1/3 in our pocket universe with ratio approximately 2/3 to 1/3 may just be a lucky-for-us roll of the pocket universe parameter dice.

      Now it is very hard to prove an argument based on the anthropic principle.

      But such an argument could be falsified if the dark energy density and matter density were fine-tuned beyond the needs (so far as we can tell) of making our pocket universe be suitable for life as we know it.

      For example, say Omega_Λ to Omega_matter ratio were exactly 2/3 to 1/3. That is more exactness than is needed for our pocket universe to be suitable life as we know it and strongly suggests the Omega_Λ to Omega_matter ratio is determined by fundamental physical law and NOT by having multiverse with parameters set by a probability distribution.

      But there is NOT such exactness, and so the multiverse passes this significant falsification test.

    7. The Cosmological Constant Symbol:

      As noted in the above section What They Are and a Horrible Ambiguity, the cosmological constant and (constant) dark energy symbol is the Greek upper case letter Λ which display in the figure below (local link / general link: greek_letter_lambda.html).

      For simplicity, one often just says Lambda instead of the cosmological constant or dark energy.


    8. Is the Cosmological Constant an Ad Hoc Hypothesis? (Reading Only):

      Is the cosmological constant an ad hoc hypothesis?

      First, what is an ad hoc hypothesis?

      An ad hoc hypothesis is a hypothesis invented JUST to make a theory give a very specific result often without any other consequences. So ad hoc hypotheses are often just a way to a wrong theory look right. If you need many ad hoc hypotheses to make theory general, the theory is probably wrong.

      An especially egregious kind of ad hoc hypothesis is a fudge factor.

      A fudge factor is a quantity one just inserts into a calculation to get the answer one expects---fudge factor because one cooks it up.

      Students are quite adept at creating fudge factors on tests.

      For example, leprechauns are the cause of ... For leprechauns see the figure below (local link / general link: leprechaun.html).


      Yours truly believes that the cosmological constant is NOT an ad hoc hypothesis even though it was introduced originally by Albert Einstein (1879--1955) to get a specific effect: that the general relativity give any kind of cosmological model. The kind he actually got was the STATIC Einstein universe (1917).

      The argument is that cosmological constant satisfies Occam's razor in that is the simplest and most natural way of getting a STATIC MODEL of the universe from the Einstein field equations. It is NOT a case of a hodge-podge of hypotheses that have little chance of being right.

      So it could be argued that cosmological constant STATIC cosmological constant had some chance of being right if Einstein's assumption of a STATIC universe had been right---which it wasn't, of course.

      One could also say that cosmological constant is by far the simplest modification of the Einstein field equations that one could imagine and the specific specific effect it was usef for applies to whole universe. Thus, the modified Einstein field equations are a very interesting alternative to the original Einstein field equations, and so cosmological constant NO matter what one thinks of STATIC cosmological models.

      The upshot is the cosmological constant is NOT an ad hoc hypothesis in the opinion of yours truly.

      In fact, Alexander Friedmann (1888--1925)??? and Georges Lemaitre (1894--1966) in their work on expanding universe cosmological models did NOT dispense with the cosmological constant. This shows that they too thought it was NOT an ad hoc hypothesis.

    9. An Interesting Historical Tidbit on Dark Energy (Reading Only):

      For an interesting historical tidbit on dark energy, see the discussion below on Erwin Schroedinger (1887--1961) in the figure below (local link / general link: erwin_schroedinger.html).


    Local file: local link: lambda_cosmological_constant_dark_energy.html.
    File: Cosmology file: lambda_cosmological_constant_dark_energy.html.